Jaime Mercado
Chief Compliance Officer
Branch manager
Jaime Mercado is a highly accomplished professional with a remarkable career spanning over two decades in the boutique broker/dealer space. With a comprehensive background in finance and a strong commitment to excellence, Mr. Mercado has established himself as a prominent figure in the industry.
Throughout his career, Jaime Mercado has held a variety of pivotal roles, ranging from operations and supervision to compliance and auditing. His diverse skill set has made him a versatile asset in the financial world.
Beyond his professional accomplishments, Mr. Mercado is a dedicated family man with four children, cherishing the value of time spent with loved ones. In his free time, he enjoys snowboarding, playing tennis, and playing with his Labrador.
Mr. Mercado holds series 7, 63, 24, 99, 14, and the SIE securities licenses.
725 Fifth Avenue, 23rd Floor
New York, NY 10022
info@dominarisecurities.com
(212) 393-4500
(800) 299-7618
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Check the background of Dominari Securities and our investment professionals on FINRA’s Broker Check.
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